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最近要进行合同的翻译,先找一些相关资料以备参考

Contract 与 Agreement的有无区别
在英语中,合同一般称为Contract,协议一般称为Agreement。

何谓“contract”?

1999年中国《合同法》第二条对contract定义为: A contact in this Law refers to an agreement establishing, modifying and terminating the civil rights and obligations between subjects of equal footing, that is, between natural persons, legal persons or other organizations”。根据这一定义,合同平等主体之间设立的确定民事权利和义务的协议。 ,

Steven H. Gifts编著的“Law Dictionary”中将contract 定义为“contract is a promise, or a set of promises, for breach of which the law gives remedy, or the performance of the which the law in some way recognize as a duty.”根据这一定义,合同是一种承诺,违反承诺可以得到法律救助,某种意义上法律将履行该承诺看做是一种补偿。

L.B Curzon 在其编撰的字典“A Dictionary of Law”给contract的定义:“Contract is a legally binding agreement”根据这一定义,合同就是有法律约束力的协议。

综合起来,有一个相同点,就是“Contract is an agreement”,即可将合同说成是“An agreement which binds the parties concerned”或者说合同说成是“An agreement which is enforceable by law”, 也可以说:Contracts are promises that the law will enforce。

何谓“Agreement”?

L.B “A consensus of mind, or evidence of such consensus, in spoke or written form, relating to anything done or to be done.”

根据这一定义,协议是对已经做或准备做的相关事宜,经过谈判、协商后取得一致意见,以口头或书面形式做出的约定。

Black "Law Dictionary"有两个定义。一个是:“A concord of understanding and intention between two or more parties with respect to the effect upon their relative rights and duties, of certain past or future facts or performance”根据这一定义,协议即双方或多方京某些过去或将来某些事实的相关权利、义务或相关权利、义务的履行而达成的一致理解和愿望。

另一个是:“The consent of two or more persons concurring respecting the transmission of some property, right or benefits, with the view of contacting an obligation, a mutual obligation.”根据这一定义,协议即两个或多个当事人,为了约定单方责任或相互责任,就财产权利、利益的转移取得的一致同意。

Contract(合同)和Agreement(协议)是不是可以互换呢?

合同的成立必须具备几个主要因素。它们(要约和承诺构成的)协议、约因、设立法律关系的愿望和缔约能力四大部分组成。

L.B Curzon编著的“A Diction of Law”提到:“Contract generally involves”

1. offer and absolute and unqualified acceptance (要约和绝对接受)
2. consensus ad idem (意思表示一致, 也叫meeting of minds)
3. intention to create legal relations (建立合同关系的意愿)
4. genuineness of consent (同意的真实性)
5. contractual capacity of the parties (合同当事人的缔约能力)
6. legality of object(标的物的合法性)
7. possibility of performance (履行的可能性)
8. certainty of terms(条款的确定性)
9. valuable consideration(等价有偿)

Black 'Law Dictionary" 中解释道:Although often used as synonyms with "contract", agreement is a broader term, e.g. an agreement might lack an essential element of a contact."

即“协议”和“合同”经常用作同义词,但“协议”这一术语含义更广,例如协议可能缺乏合同的必备条款(essential clauses/provisions)。

实际使用当中,协议可不受必备条款的限制,而称为合同的文体肯定少不了必备条款,有的合同将其单列,称为一般条款(General provisions)。 ,

1999中国《合同法》第十二条规定了八项一般条款,分别是:
1. title or name and domicile of the parities(当事人的名称或姓名和住址)
2. contract object(标的)
3. quantity(数量)
4. quality(质量)
5. price or remuneration(价款或者报酬)
6. time limit, place and method of performance (履行期限、地点和方式)
7. liability for breach of contract(违约责任)
8. methods to settle disputes (解决争议的方法)

上述解释说明,contract(合同)和agreement(协议)的概念虽然接近,但使用范围不同,不能互换使用。合同是协议的重要组成部分,所有合同一定是协议,而协议不见得都是合同。可以说具备合同成立要求的具有强制执行力的协议才是合同。

结构特点

合同类法律文件用以规定当事人的权利与义务,是预防与解决争议的依据。合同英语行文慎密而准确,历史悠久,深含法律文化底蕴。

中文的合同开头一般先罗列当事人的名称、姓名、住所或营业场所,然后是合同正文,结尾是当事人印章、授权代表签字、职务及签字日期。而英语合同一般以下面这类句式为开头:

This agreement/contract is made and entered in to this ____ day of _____(month), _______ (year) by and between Party A (hereinafter called " Party A ")and Party B(hereinafter called " Party B ")

然后是开始陈述:

WHEREAS…THEREFORE

… It is hereby agreed as follows:

或以:

WITNESSETH, WHEREAS…

NOW THEREFORE, for and in consideration of the mutual covenants and agreements contained herein, the parties hereby covenant and agree as follows:

接着是正文,最后是证明部分:

IN WITNESS WHEREOF,the parties hereto have hereunto set their hands the day and years first above written.

随后还包括当事人和见证人的签字。签字日期一般在英文合同最搬弄是非是找不到的。

下面列出新加坡、美国、香港和日本的合同格式。

A. 新加坡

Agreement

THIS AGREEMENT is made the 9th day of August, 2001 between LUCKY INTERNATIONAL LTD, a company incorporated in Singapore and having its registered office at Telek Blongar Rise, Singapore 19569 (hereinfater called "The Company") of the part and JACK Wong (NRIC No._________ /A) of 108 Orchar Road, Singapore 01688 (hereinafter called "The Mangager") of the other part.

WHEREAS:

1. The company is engaged in IT business and requires a person with the necessary qualifications and experience to manage its business.

2. ….

NOW IT IS HEREBY AGREED as follows:

1. The company shall employ the Manager and the Manager shall serve the Company as manager of the Company's IT business for a period of two years commencing on 1st day of September

2. ….

IN WITNESS WHEREOF, the parties hereto have set their hand the day and year first above written.

THE SCHEDULE ABOVE REFERRED TO

Duties of Manger

1. To manage, maintain and promote the business of the Company.

2.

3.

SIGNED by Roger Tan

For and on behalf of LUCKY INTERANTIONAL LTD

In the presence of

SIGNED by TERESA WONG

In the presence of

新加坡的通用合同分五部分:

第一部分:称为parties, 主要介绍合同各方的姓名或名称,注册地国及地址、邮编及各自在合同的简称。开头框架一般为:

THIS AGREEMENT is made the ---------__________ day of _____ (month),____ (year) between A _______ (hereinafter called "The Company") of the part and B______, (hereinafter called "The Manager") of the other part.

句子开头THIS AGREEMENT

或CONTRACT和当事人的姓名和名称,都应大写。当事人是自然人的,用“of”和其后的住址相连;是法人或非法人单位的,用“having its registered office at”和其后注册地址相连。

第二部分:称为recital。以WHEREAS开头,进入叙述部分,用陈述正式说明当事人订立合同的原因。

第三部分:称为habendum,正文。具体约定当事人的权利和义务。正文部分的结束段为:

IN WITNESS WHEREOF, the parties hereto have set their hand the day and year first above written.

这段作用相当于中文合同的“双方签字盖章,特此为证”。

第四部分:称为schedule或addendum,附录。是对前述合同部分条款的必要补充。不是所有合同都有这一项。

第五部分:称为attestation,证明部分。当事人如果自然人,用“SIGNED by __” 英文写作翻译;连接后填写见证姓名的表达部分“In the presence of ____”;当事人是法人或非法人单位时,授权代表后接的是“SIGNED for and on behalf _____ of____”,然后才是In the presence of _______。与中文合同的显著不同是签章处除当事人外,多了一个In the presence of _______供证人签字之处。另一不同的是合同订立日期没有放在合同最后,而是出现在开头段的当事人介绍部分。

第五部分在新加坡还有另一种表达

As Witness our Hands this _____day of _____,in the year of our Lord Tow Thousand and One.

Signed, sealed, and delivered by the above named

In the presence of

Signature

Address

Occupation

上述合同的格式很有代表性,其它英文格式与之相比大同大异,有的合同中不含附录。


B. 美国

APPOINTMENT AS CONTRACT FULL-TIME SENIOR CUSTOMS ADMINISTRATOR

AN AGREEMENT FOR SERVICES made the 1st day of September, 2000 between ______ of _____ (address)(hereinafter referred to as "the Company") as one part and Mr._______ of _______(address) (hereinafter referred to as the Contractor) of the other part.

WHEREBY IT IS AGREED AND DECLARED AS FOLLOWS:

1. THAT the Company shall …

2. This agreement shall commence on ….

3.

4.

IN WITNESS WHEREOF, both parties set their hands on the date herein mentioned

SIGNED BY

Name :

Designation :

For and on behalf of : (signature)

Contractor :

Designation :

For and on behalf of : (signature)

本合同分为四个大部分(缺附录,schedule)。与上一合同基本相同,但第一段没有谓语,不是个完整的句子。个别用词与前一合同有差别。最后落款处还多了了“职务”,即designation(有的合同还惯用position).

C. 香港

CONTRACT

CONTACT NO.

SIGNING DATE/PLACE

THE BUYER: Name

Legal Address

Contact

THE SELLER: Name

Legal Address

Contact

This contract is made by and between the Buyer and the Seller.

Whereby the Buyer agrees o buy and the Seller agrees to sell the under-mentioned commodity according to the terms and conditions.

1. NAME OF COMMODITY AND SCOPE OF THE CONTRACT
2. PRICE
3. PAYMENT译
4. PACKING
5.

IN WITHNESS WHEREOF, this contract has been executed effective as of the date first above written.

THE BUYER THE SELLER

___________ ___________

By:__________ By:__________

Date:------------_________ Date:------------_________

THE END USER

___________

By: __________

Date: --------____-_________

比起前两个合同,该买卖合同的不同之处于在于,合同开头出现了合同编号和签署日期,当事人名称或姓名采用简单列举式。证明部分用完成时被动态,最后落款处SIGNED BY项目,但增加了最终用户一项。


D. 日本

SERVICE AGREEMENT

This agreement is made and entered into on March 1st ,2001, by and between______ LTD (hereinafter referred to as "PARTY A"), and ________CO., LTD. ((hereinafter referred to as "PARTY B")

WITNESSTH:

WHEREAS, PARTY B has requested by PARTY A to dispatch its personal for the purpose of _______ to PARTY b; and

WHEREAS, (PARTY A is willing to dispatch its personnel t PARTY B in response to such PARTY B's request)

NOW, THEREFORE, in consideration of the mutual promises and covenants herein contained , the parties hereto agree as follows:

1.
2.
3.

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their respective duly authorized officers as of the date first herinabove written.

______ Ltd. ________ Co., Ltd.

(signature) (signature)

MANAGING DIRECTOR MANAGING DIRECTOR

该合同也由四大部分构成,与上述合同最大的不同在于,在叙述部分上端加了一个WITNESSETH(鉴于),最后落款处也没有SIGNED BY 项目,但授权签字代表的职位真接打出来,放在签字的下一行。别外,当事人的简称部分用的都是大写。

相比之下,英文合同除个别地方外,整个合同的段落排列,句式和用词大同小异。在草拟英文合同时,只要仿用上述任何一个,都算是地道的英文表达。

用词特点(formal term)

合同英语的用词极其考究,具有特定性。要求选词专业化(professional)、正式(formal)、准确(accurate)。具体体现在下列方面:

1. May, shall, must ,may not (或shall not) 的使用 ,May, shall , must ,may not (或shall not)对学过英语的人再熟悉不过,但在合同中用这些词时要极其谨慎。权利义务的约见定部分构成了合同的主体。这几个词如选用不当,可能会引起纠纷。

may 旨在约定当事人的权利(可以做什么),Shall约定当事人的义务(应当做什么时候), must 用于强制性义务(必须做什么),may not (或shall not)用于禁止性义务(不得做什么)。May do 不能说成can do, shall do, 不能说成should do 或ought to do, may not do 在美国一些法律文件可以用shall not,但绝不能用can not do或must not ) 例如,在约定解决争议的途径时的,可以说
The parties hereto shall, first of all, settle any dispute arising from or in connection with the contract by friendly negotiations.

Should such negotiations fail, such dispute may be referred to the People's Court having jurisdiction on such dispute for settlement in the absence of any arbitration clause in the disputed contract or in default of agreement reached after such dispute occurs.

本句中的shall 和may表达准确。出现争议后应当先行协商,所以采用了义务性“约定”,如果协商解决不了,作为当事人的权利,用选择性约定may也很妥当。如果may和shall调换位置会怎么样? 前半句的shall换用may后,意思变成了当事人可以通过协商解决,意思上说得过去,但后半句的may换用shall 后,变成了应当诉讼解决,好象一出事,就要先见官,这就有些不友好了。

本句可译:双方首先应通过友好协商,解决因合同而发生的或与合同有关的争议。如果协商未果,合同中又无仲裁条款约定或争议发生后未就仲裁达成协方的,可将争议提交有管辖权的人民法院解决。

2. 正式用语(formal term)

合同英语有着严肃的风格,与其它英语作品有很大不同。

例如:

“因为”的短语多用“by virtue of ",远远多于“due to”一般不用“because of ”;
“财务年度末”一般用“at the close of the fiscal year”,而不用“in the end of the fiscal year”;
“在……之前”一般用“prior to”,而不用“before”;

“关于”常用“as regards”, “concerning”或“relating to”,而不会用“about”;

“事实上”用“in effect”,而不用“in fact”;

“开始”用“commencement”,而不用“start”或“begin”;

“停止做”用“cease to do”,而不用“stop to do”;

“何时开会并由某某主持”的表述为:The meeting shall be convened and presided by sb.

其中“召开”不用“hold 或call”,而用“convene”; “主持”不用“chair”或“be in charge of ”,而用“preside”;

“其他事项”用“miscellaneous”, 而不用“other matters/events”;

“理解合同”用“construe a contract” 或“comprehend a contract”,而不用“understand a contract”;

“认为”用“deem”,用“consider”少,不用“think”或“believe”;

“愿意做”用“intend to do”或“desire to do”,而不用“want to do”, “wish to do”。

三、用词专业(technical terms)

合同用词不以大众是否理解和接受为转移,它是合同语言准确表达的保障。如合同出现的“瑕疵”、 “救济”、 “不可抗力”、 “管辖”、“损毁”、 “灭失”等就可能让非行业人士费解,在英语以上表达分别为defect、remedy、force majuere/Act of God、jurisdiction、damage and/or loss)。另外几乎每个合同都少不了hereinafter referred to as , whereas, in witness whereof, for and on behalf of , hereby, thereof 等虚词。这也是合同英语的一大特色。

其它例子还有:

“赔偿”用“indemnities”,而不用“compensation”

“不动产转让”用“conveyance”,而不用“transfer of real estate”

“房屋出租”用“tenancy”,而“财产出租”用“lease of property”

“停业”用“wind up a business”或“cease (名词是cessation) a business”,而不用“end/stop a business”

专利许可中的“特许权使用费”只用“royalities”

还款或专利申请的“宽限期”英文“grace”,

“当事人在破产中的和解”用“composition”

以实物出资为“investment in kind”

“依照合同相关规定”一般说“pursuant to provisions contained herein”或“as provided herein”等,不说“according to relevant terms and conditions in the contract”

“合同任何一方当事人不得转让本合同”英文表述为“Neither party hereto may assign this contract”,其中“hereto”表示“to the contract”,选用“Neither party to the contract”较少。

3. 同义词、近义词、相关词的序列

FOR value RECEIVED,the undersigned does hereby sell, transfer, assign and set over to ______ all his right, tile and interest in and to a certain contract dated ______, 19____ by and between the undersigned and ______,a copy of which is annexed hereto.

在这里的同义词和近义词并列(如sell, transfer, assign and set over,right和 tile and interest),在英文合同里十分普遍。这是出于严谨和杜绝漏洞的考虑,有的也属于合同用语的固定模式。如:

This agreement is made and entered into by and between Party A and Party B.句中“made and entered into”和“by and between”两组分别属于同义词和相关词并列。

For and in consideration of mutual covenants and agreements contained herein, the parties hereby covenant and agree as follows: 句中“for and in consideration of ”, “covenants and agreements”三组同义司和近义词并列。

The parties have agreed to vary the Management on the terms and subject to the conditions contained herein. 这里的“on the terms”和“subject to the conditions”是一个意思都表示“依照本协议的条款规定”。合同条款的固定模式是“terms and conditions”

再例如:

“Party A wishes to be released and discharged from agreement as from the effective date”,一句中的“release”和“discharge”意思几乎相同。

并列的词还有:

ships and vessels
support and maintenance
licenses and permits
charges, fees, costs and expenses
any and all
any duties, obligations or liabilities
the partners, their heirs, successors and assigns
control and management of the partnership
applicable laws, regulations, decrees, directives, and rules

5. 拉丁词

在国外合同中,拉丁词仍然是很常见:

比例税率:用pro rate tax rate要比proportional tax rate多

从事慈善性服务的律师:pro bono lawyer,不怎么用lawyer engaged in charitable legal assistance

委托代理人:多用agent ad litem。

posted on 2006-04-26 11:51 joshlee 阅读(1551) 评论(4)  编辑  收藏 网摘收藏

FeedBack:
#1楼[楼主]
2006-04-26 11:52 | joshlee
合同翻译的第一步——读懂合同文件

转载自《中国法制信息网》

傅伟良

摘 要:随着我国加入世贸组织,对法律文件翻译的研究,比如经济法规、合同文件的翻译研究,将成为我们翻译工作者的一个重要课题。本文在总结以往的经验基础上,探讨了合同翻译,分析法律文件中英语语言特点,提出了合同等法律文件翻译的技巧之一,即:合同翻译的第一部 ———— 读懂合同文件。

关键词:法律文件;专业词汇;句子结构

Abstract: After China’s entry into WTO, the study of translation of legal documents, such as the translation of economic laws, regulations and rules, and contract documents, will surely become a important research topic for translators. This article discusses sufficiently, on the basis of past experience, some language characteristics in the translation of legal documents, which shall be paid attention to. The article also provides detailed comments on the different English versions of translating the Contract Law to show some practical skills of translation of legal documents.

Key words: legal documents; legal terminology; language structure;

随着我国改革开放的进一步深化,世贸会组织的加入,经济领域的国际交往日趋频繁,经济合作更加密切,国际间的一切经济活动,如贸易、金融、投资、经济合作等都离不开互相制约的合同。合同文件的翻译已成为急待研究的课题。由于合同文件的翻译直接关系到合同双方的经济利益,因此译文必须精确、无误,这就需要充分理解原文的内在含义,译入语句构严谨无懈、无漏,遣词准确、鲜明、专业词汇娴熟,使译文具有专业化、法律化的水准。

动手翻译前要读懂原文, 这原本是任何译者都需要首先做到的,但在翻译合同时尤其要强调这一点,为什么?因为这是做好合同翻译的首要条件,合同语言不象文学语言那么有丰富的趣味性,看上隐了,不忍撒手,能让你读下去;也不象译散文那么“短、平、快”。有速战速决,优美而感人。看合同文件是件十分枯燥、乏味的事,句子又长、术语也多,理解上又颇费功夫,许多人往往看不到一半就撒手不管了,或者望而却步,不敢尝试,或者草草看过,按照自己的理解应付了事。因此,要读懂合同原文,对提高合同的翻译水平,如何强调都不过份。笔者认为要读懂原文需注意下面几个问题:

一. 理解法律文件中的专门用语

英语中某些副词如“here”及“where”在法律文件中往往当作前缀,与另一个词构成法律词汇中的专门用语。在法律文件中用这些词,可以避免重复,避免误解,避免歧义,使行文准确、简洁。以这种方法构成的词主要有:

hereafter, hereby, herein, hereof, hereto hereunder, hereupon, herewith, hereinbefore, hereinafter;

thereafter, thereby, therein, thereinafter, thereinbefore, thereon, thereof, thereunder, thereupon, therewith;

whereas, whereby, wherein, whereof, whereon, etc。

这些词各有各的含义,笔者只能捡其中几个细说:

比如:

1. Hereby: by means of; by reason of this 之意,即特此,因此,兹等意。常用于法律文件、合同协议的正式文件的开头语,在条款中需要强调时也可用。

举原文说明,如:

The Employer hereby covenants to pay the Contractor in consideration of the execution and completion of the Works and the remedying of defects therein the Contract Price or such other sum as may become payable under the provisions of the Contract at the time and in the manner prescribed by the Contract.

文中:

★hereby 意为 by reason of this,特此的意思。

★Covenants 是动词,意为make a formal agreement 立约,签订合同。

★ completion of the Works 是工程的竣工,Works与Work 在工程承包合同文件中常指工程而不是工作之意。

★ therein意为in the Works在本工程中。

★the Contract Price指合同总价,指工程的总造价。

★ such…as是关系代词,相当于that, which,把要限定的词置于such 与as之间使要限定的名词十分明确,避免合同双方在理解上发生争议。

★ under 意为in accordance with 根据,按照之意,决不能译成“在…….之下”。

★ the provisions of the Contract: terms and conditions of the contract 合同条件、条款之意。

在对文中专业性词汇作了解释之后,就不难理解这一段的含义了,也就是读懂了。于是可以把原文译为:

业主特此立约保证在合同规定的期限内,按合同规定的方式向承包人支付合同总价,或合同规定的其它应支付的款项,作为本工程施工、竣工及修补工程中缺陷的报酬。

2.Hereto: to this,上文已提及的,比如表示“本合同双方”可以说“the Parties hereto”,这里的hereto表示“to this Contract” “本协议附件4”可以译为“Appendix 4 hereto”,这里的hereto表示“to this Agreement”。

读下面的原文,可以进一步理解hereto 在文中的作用。

All disputes arising from the performance of this Contract shall, through amicable negotiations, be settled by the Parties hereto. Should, through negotiation, no settlement be reached, the case in question shall then be submitted for arbitration to the China International Economic and Trade Arbitration Commission, Beijing and the arbitration rules of this commission shall be applied. The award of the arbitration shall be final and binding upon the Parties hereto. The Arbitration fee shall be borne by the losing party unless otherwise awarded by the Arbitration Commission.

文中:

★ 两次出现的hereto, 都是限定Parties, 表示the Parties to this Contract 本合同的双方。

★ “the performance of this Contract”履行本合同。

★“through amicable negotiations” 通过友好协商。

★should 表示如果发生什么情况,代替省掉的if。

★“shall then be submitted for arbitration”应提交进行仲裁。

★ “the Chinese International Economic and Trade Arbitration Commission, Beijing” 中国国际经济贸易仲裁委员会(北京)。

★ “the arbitration rules of this Commission” 仲裁规则。

★“the award of the arbitration: 仲裁裁决。

★ “unless otherwise awarded by the Arbitration Commission”仲裁委员会另有裁定的除外。

这样,扫除了上述专业词汇的障碍,可把原文译为:

对于因履行本合同所发生的一切争议,本合同双方应友好协商解决,如协商无法解决争议,则应将争议提交中国国际经济贸易仲裁委员会(北京),依据仲裁规则仲裁。仲裁裁决是终局性的,对双方都有约束力。仲裁费用应由败诉方承担,但仲裁委员会另有裁定的除外。

3.Herein: in this 此中,于此。表示上文已提及的….,如遇到“本合同(中)的….”,“本法(中)的……”等行文时,用该词。比如,“本法(中)所称的不正当竞争,….”可以译为“unfair competition mentioned herein….此中的herein 意为“in this law” 又如“本协议(中)的内容”,可译为“the contents herein”,此中的herein 意为“ in this Agreement”.

看下面两段文字,可以加深领会herein及其它几个专门用语。

Unfair competition mentioned in this law refers to such acts of business operators as contravene the provisions hereof, with a result of damaging the lawful rights and interests of other business operators, and disturbing the socio-economic order.

Business operators mentioned herein refer to such legal persons, other economic organizations and individuals as engage in the trading of goods or profit-making services (hereinafter called Goods including services).

注:上文中出现了3个法律文件中的专门用语:hereof: of this 关于此点。在本文件中之意,表示在上文已提及的。出现本合同的…..,“本文件的……”时,使用该词。如“本合同条件,条款……”可译为 “the terms, conditions and provisions hereof…..”此中的hereof表示“of this Contract”;又如“本工程的任何部分”可译为“any parts hereof”, 此中的hereof 意为“of this Works”.

文中:

★ “hereof 意为the provisions of this law。

★ herein, 在文中的意思是(Business operators mentioned)in this law。

★ hereinafter:later in the same Contract,以下;在下文,一般与to be referred to as; referred to as; called 等词或词组连用,以避免重复。

★ unfair competition 不正当竞争。

★ mentioned in this law: 本法所称。

★ contravene the provisions hereof: 违反本法规定。

★ damage the lawful rights and interests of other business operators: 损害其他经营者的合法权益。

★ disturb the socio-economic order:拢乱社会经济秩序。

原文可译为:

本法所称的不正当竞争,是指经营者违反本法规定,损害其他经营者的合法权益,扰乱社会经济秩序的行为。

本法所称的经营者,是指从事商品经营或营利性服务(以下所称商品包括服务)的法人、其他经济组织和个人。

4.Therein: in that; in that particular context; in that respect. 在那里;在那点上,在那方面等之意,表示上文已提及的,“合同中的……..”“工程中的…….”等可用此词。如“修补工程中的缺陷”,可以译为“the remedying of any defects therein”, 此中的therein 表示“ in the Works”; 又如“用于工程中的材料或机械设备”可译为“materials or plant for incorporation therein”, 此中的therein 也表示“ in the Works”。

现用一小段原文来加强therein这个字的印象:

“Temporary Works” means all temporary works of every kind (other than the Contractor’s Equipment) required in or about the execution and completion of the Works and the remedying of any defects therein.

文中:

★therein是指in the Works 工程中的。

★ Temporary Works: 临时性工程,是指为永久性工程服务的工程,永久性工程建成后应予以拆除。建造临时工程的费用,按国际FIDIC 合同条件规定,应由承包人负责。

★ Defects:缺陷,指工程施工出现的问题,即工程本身存在的问题,而不是因业主使用不当造成的。

★ The execution and completion of the Works and the remedying of any defects therein: 工程施工、竣工和修补工程中任何缺陷。请注意原文中的两个and的译法。一般一项工程分为两个阶段:第一阶段包括工程设计、施工、竣工;第二阶段是修补工程缺陷。由此可见,第一个and是指第一阶段的两个工程程序,第二and是为了区分工程的两个阶段,用词、结构无误,表达意思明确。

这段原文可译为:

临时工程是指在工程施工、竣工和修补工程中任何缺陷时需要或与有关的所有各种临时工程,(但承包人的设备除外)。

5.Whereas: considering that, 鉴于,就……而论(法律用语)。此词常用于合同,协议书的开头段落,引出合同双方要订立合同的理由或依据。

请看下面的三小段:

Whereas Party B has the right and agrees to grant Party A the right to use, manufacture and sell the Contract Products of Patented Technology;

Whereas Party A desires to use the Patented Technology of Party B to manufacture and sell the Contract Products;

The Representatives authorized by the Parties to this Contract have, through friendly negotiation, agreed to enter into this Contract under the terms, conditions and provisions specified as follows:

文中:

★两个whereas都作“鉴于”解。

★ to grant Party A the rights to use, manufacture and sell the Contract Products of patented Technology: 将专利技术的合同产品的使用权、制造权和销售权授予甲方。

★ The Representatives authorized by the Parties to this Contract: 双方授权代表

★ Under the terms, conditions and provisions specified as follows: 就以下条款。

消除了这些专门词汇的拦路虎之后,原文即可译成:

鉴于乙方有权并同意将专利技术的合同产品的使用权、制造权和销售权授予甲方;

鉴于甲方希望利用乙方的专利技术制造并销售合同的产品;

双方授权代表经友好协商,同意就以下条款签订本合同:

为了维护法律的权威性,在拟订合同法时常常使用这些平时罕见的、法律文件中专用的正式词汇,因此在阅读或翻译或拟订合同时,必须学会运用、处理这些词汇。

二)合同中常用的专门用词及词组

1.关于shall与should

shall在合同文件中是使用频率最高的词,在合同文件中shall表示强制性承担法律或合同所规定的义务,在表达“应该”或“必须”做某事时,应用“shall”而不能用“ must”或“should”,但有时可用“will”,力度比shall弱。

Should在法律文件中往往作“if”解,只表示“如果”之意。

如:

The board meeting shall be called and presided over by the Chairman. Should the chairman be absent, the vice-Chairman shall, in principle, call and preside over the board meeting.

文中:

★ 两个shall,都表示有责任做,应该做之意。

★ Should: If 表示如果。

★ board meeting:董事会会议。

★ preside over:主持。

原文可译为:

董事会会议应由董事长召集、主持;如董事长缺席,原则上应由副董事长召集、主持。

2. Unless otherwise

Unless otherwise: 除外。比 “if not”和 “otherwise”表达正式。 该词由两个同义词“ unless” 和“otherwise”组成,otherwise有代词作用,后面一般跟动词的过去分词限定,意为:除非另…….:如“除非合同另有规定”可译为“unless otherwise specified in the Contract”, 又如“除非信用证另有规定”可译为“ unless otherwise specified in the Letter of Credit.”

如:

These articles shall apply to documentary credits, including stand by letters of credit, to the extent to which the credits in question shall be applicable, and shall be binding on the Parties to the Contract, unless otherwise expressly agreed by the Parties thereto.

文中:

★ unless otherwise,表示除非合同双方另有约定。

★ these articles 指本条文

★ apply to 适用,适用于,

★ in question: under consideration; being discussed about 即“在考虑中的或议论中的”某事、某问题,可译成“这”或“该”, 比如“该事项”, 可译为“the matter in question”,这是合同中长用的专业词组。

比如:

Party A agrees to acquire from Party B and Party B agrees to transfer to Party A the Patented Technology for contract Products. The Patented Technology in question shall be the same technology as the technology of Party B’s latest products.

文中的the Patented Technology in question 是指前句中的the Patented Technology, 用了in question 就可以省略“在前句中的……”这样一句话,十分简捷鲜明。

例句可译为:甲方同意从乙方获得乙方同意向甲方转让的合同产品的专利技术。这种技术应与乙方最新产品的技术完全一致。

★ Shall be binding on the Parties to the Contract: 对合同各有关方面均具有约束力。

原文可译为:

本条文适用于一切跟单信用证,并包括在其适用范围内的备用信用证,对合同各有关方面均具有约束力,除非另有约定。

3. In accordance with: under; pursuant to

这三个词组都作“根据”,“按照”解,是法律文件中常用的词组,比according to 正式。试看例文:

例1:

On the FOB basis, the Buyer shall book shipping space in accordance with the date of shipment specified in the contract.

文中:

★ in accordance with the date of shipment:根据装运日期

★ FOB= Free on board: 船上交货。按照1999年9月国际商会公布的《2000年国际贸易术语解释通则》的规定,采用此术语,卖方将货物在合同指定的装运港装到买方的船上,即完成交货。卖方承担货物越过船舷以前的风险和费用;买方承担其后的风险和费用。采用此术语时,在FOB 后面常要注明装运港名称,如FOB Shanghai.

★ book shipping space: 洽定舱位。

原文可译为:

按照FOB条件,由买方负责根据合同规定的装运日期洽定舱位。

注意:文中的买方或卖方,为合同的专门词汇,都要大写。中译英时需注意这一点。

例2:

When, under the laws and approval from the relevant authorities, a limited liability company is converted into a company limited by shares, the total amount which shares are converted into shall be equivalent to the amount of the company’s net assets.

文中:

★under the laws:依法,按照法律

★a limited liability company:有限责任公司

★a company limited by shares: 股份有限公司

★be equivalent to : 相等,相当于

★the amount of the company’s net assets: 公司净资产额

原文则可译为:

有限责任公司依法经批准变更为股份有限公司时,折合的股份总额应当相等于公司净资产额。

4. Provided that

Provided that: 但规定,规定;但是,等意。对合同的某一条款需要作进一步规定时或在作规定时语气转折时常用此词组。在中译英时,要学会使用此词组,有时中文字面上并未见“但规定”,或“进一步规定”的字辞,但内含此义,可先将中文作“语内译”,若含有上述两义,应运用“provided that” 词组。例:

An irrevocable credit shall be deemed to constitute a definite under taking of the issuing bank. Provided that if the stipulated documents are presented and are complied with the terms, conditions and provisions of the credit, and if the credit provides for sight payment, the payment shall be made or shall be guaranteed to be made.

文中:

★provided that对信用证的承诺性作了进一步规定。

★be deemed 被认为,被称为,视为等,是法律文件中的正式用语,比“ be believed; be considered”正式。

如: In the absence of such indication, the credit shall be deemed to be revocable.可译为:如无该项表示,信用证应视作是可撤销的。

★shall be deemed to constitute a definite undertaking of the issuing bank: 应被子认为构成开证行的确定承诺。

★Irrevocable 是revocable 加否定前缀构成,不可撤销之意。

★The credit provides for sight payment:即期付款信用证。

原文可译为:

不可撤销信用证,应被认为构成开证行的规定承诺。(但规定)如提交了规定的单据并符合信用证条款,并系即期付款信用证时,则进行付款或保证该款的照付。

除上述法律文件中常用词组外,还有若干,如in respect of; in respect thereof (关于关于上文已提及的事项);in the event of , in the event that ( 如果;如果……..发生,比when正式);in case, the (the ) case of (如果;万一,一旦,);be liable for; be liable to ( 应付有责任);in Testimony whereof: in Witness whereof (以此为证,特立此证); know all Men by these presents (根据本文件;特此宣布);undersigned: (法律文件末尾的签名者,若前有定冠词the,是指文件签署者的自称;now therefore, (特此;因此,一般与whereas 连用,其后边常跟hereby. 译成“兹”,“特此”)。由于篇幅之限,就不一一细述了。

三) 读懂合同的法律文件的句子结构

合同文件及其他法律文件中的英文句子具有结构严谨、句式较长的特点,这是为了使表达的内容准确、严密、清楚、易解(无歧意)而特别设定的句式。其中主要是状语的定位问题,主句的状语和从句的状语都各居各位,也是为了不与定语相混淆。认真研究句构,掌握其中的规律,无论是中译英,还是英译中,或是拟草条款,都能得心应手。

1. 主句中的状语位置

由于法律的语言特点,法律文件中的英语句子的状语有其自己的规则,其位置与基础英语中的频度副词(如often, sometime, never等)的位置相同,一般放在助动词之后,行为动词之前。

比如复合句,主句的状语位置应放在shall之后,动词之前,如:在讲解hereto这个问题时举的例句中,就有through amicable negotiations这个状语短语插入到shall 与be settled之间,修饰be settled。

又如:

The securities regulatory authorities under the State Council shall, in accordance with law, implement centralized and unified regulation and supervision of the securities market nationwide. The securities regulatory authorities under the State Council may, where necessary, establish agencies that shall perform the regulatory functions as authorized.

(国务院证券监督管理机构依法对全国证券市场实行集中统一监督管理。国务院证券监督管理机构根据需要可以设立派出机构,按照授权履行监督管理职责。)

如果把第一句中的插入状语移动到句末,即nationwide之后就有可能把其误解成market nationwide的定语或是状语,但修饰动词implement的势力很弱,可用一个很简单的例子来说明这一点,如:

I fed the white dog there.

There 放在句末就有可能产生两种句意:

其一:I fed the white dog which was there.

其二:In that place I fed the white dog.

因此为了避免发生这样的歧义,使表达的意思准确,主句的状语便紧紧地设定在shall之后,行为动词之前,以最捷径的办法限定动词,避免误解。第二句中的where necessary, 以同样的道理,设定在may 与establish之间。

2.状语在从句中的位置

法律文件,合同文件中常常用复合句,从句中的状语与主句中的状语应各有其位,不能互相混淆,分辨不清、产生歧义,造成合同双方争议,因此从句中的状语通常都锁定在从句之内,状语一般开门见山,放在从句连接词(when, if 等)之后,从句主体句之前,常用逗号分隔,以示其是插入的状语。如:

Where, through securities trading at a stock exchange, an investor comes to hold 5 percent of shares issued by a listed company, the investor shall, within three days from the date on which such share holding becomes a fact, submit a written report to the Securities Regulatory Authorities under the State Council and the Stock Exchange, notify the listed company and make the fact known to the public.

这个句子较长,主要是由于插入的状语、定语及状语从句造成的,where引导的状语从句中又插入了一个状语短语,其位置就在连接词where之后,从句主体句之前,即an investor 之前:这个词组是修饰investor comes to hold 的方式状语,若把这个词组放到从句之后,或主句之后都是产生歧义误解的因素。

此句的主句中在shall之后也插入一个状语短语within three days from the date, 后又接一个定语从句修饰date 直到a fact, submit是主句谓语动词与shall 相配,另外还有两个与之并列的两个谓语动词及其宾语。

如此解读后,句中的状语短语及状语从句都一目了然,句中各部分关系清晰明了。可译成如下中文:

通过证券交易所的证券交易,投资者持有一个上市公司已发行的股份的百分之五时,应当在该事实发生之日起三日内向国务院证券监督管理机构、证券交易所作出书面报告,通知该上市公司,并予以公告。

3. 状语从句的简略形式在句中的位置

状语从句的简略形式应插入主句,其位置等同于主句中状语短语的位置。在shall之后,行为动词之前。如

The Borrower shall, if required, reimburse the Agent or the Bank in question the same amount of such taxes, duties, levies, penalties or interests as are paid by the Agent or the Bank.

(如果代理行或任何银行支付了任何上述税款、罚金和利息,则借款人一经要求即应如数补偿代理行或该行。)

此原文中的“if required” 一经要求,是if 状从的省略式,插入主句之中,文中的such…..as是定从的关系代词,以这种方式把它从所要修饰限定的词锁定,如果用which 或that修饰,就会发生歧义,which 或that限定的是interests还是上述五个名词,用such……as就避免了这样的歧义发生。

读懂合同、法律文件是翻译合同文件的基础,以上所读是笔者最近十几年来的研究成果,可望与同行共习之。

合同翻译的第一步 ------ 读懂合同文件

傅伟良

摘 要:随着我国加入世贸组织,对法律文件翻译的研究,比如经济法规、合同文件的翻译研究,将成为我们翻译工作者的一个重要课题。本文在总结以往的经验基础上,探讨了合同翻译,分析法律文件中英语语言特点,提出了合同等法律文件翻译的技巧之一,即:合同翻译的第一步 ———— 读懂合同文件。

关键词:法律文件;专业词汇;句子结构

  回复  引用    
2006-07-22 14:52 | anna
正好在翻一份协议 感觉很有帮助 谢谢啦
  回复  引用    
2006-07-25 19:16 | foreverkou
从中受益非浅,谢谢!
  回复  引用    
2006-11-13 14:55 | qq
Party A wishes to be released and discharged from agreement as from the effective date

请问这句话中release和discharge的正确理解是什么呢?
  回复  引用    

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